Appointment in Samarra
The writer whom Fran Lebowitz compared to the author of The Great Gatsby, calling him “the real F. Scott Fitzgerald,” makes his Penguin Classics debut with this beautiful deluxe edition of his best-loved book.
One of the great novels of small-town American life, Appointment in Samarra is John O’Hara’s crowning achievement. In December 1930, just before Christmas, the Gibbsville, Pennsylvania, social circuit is electrified with parties and dances. At the center of the social elite stand Julian and Caroline English. But in one rash moment born inside a highball glass, Julian breaks with polite society and begins a rapid descent toward self-destruction.
Brimming with wealth and privilege, jealousy and infidelity, O’Hara’s iconic first novel is an unflinching look at the dark side of the American dream—and a lasting testament to the keen social intelligence if a major American writer.
Introduction by Charles Mcgrath
Originally published in 1934, Appointment in Samarra is still the only American novel to begin with a scene of a married couple—Luther and Irma Fliegler—having sex early on Christmas morning. Later in the book, another married couple—Julian English, the novel’s protagonist, and his wife, Caroline—make love in the middle of Christmas afternoon. Julian has been dispatched on a disagreeable errand, and Caroline rewards him by waiting in their bedroom in a black lace negligee she calls her “whoring gown.” About their lovemaking, the novel says, “she was as passionate and as curious, as experimental and joyful as ever he was.”
That women are sexual creatures every bit as much as men is hardly news, but in 1934 it was news in fiction, and some readers found the sexual frankness of Appointment offensive. (“Nothing but infantilism,” the critic Henry Seidel Canby wrote in the Saturday Review, calling the book “the erotic visions of a hobbledehoy behind the barn.”) Before O’Hara, sex in American novels—polite novels, anyway—was mostly adulterous, not something that proper married women engaged in, or if they did, they weren’t known to enjoy it. The sexual needs of women, apart from pleasing their husbands or their lovers, went on to become one of O’Hara’s great themes, and in later novels, like A Rage to Live and Lovey Childs, O’Hara rode it like a hobbyhorse. But in Appointment there is a bracing tenderness and freshness in the way he describes the private lives of the Flieglers and the Englishes, and even decades later the novel’s explicitness may have emboldened O’Hara’s fellow Pennsylvanian John Updike in his own descriptions of marital (and extramarital) sex. Appointment is a genuine love story, charged with eros but stripped of sentimentality, and the relationship between the Englishes is more convincing and more satisfying than that of, say, Gatsby and Daisy in The Great Gatsby, or Henry and Catherine Barkley in A Farewell to Arms. Though unfaithful to her, Julian can’t stop loving Caroline, and after O’Hara devotes a whole chapter to her intimate thoughts and sexual explorations before marriage, the reader can’t help falling a little in love with her, too. Caroline, for her part, reflects at the end of the book: “He was drunk, but he was Julian, drunk or not, and that was more than anyone else was.”
O’Hara first thought of calling the novel “The Infernal Grove,” a title almost as unpromising as “Trimalchio in West Egg,” Fitzgerald’s first choice for The Great Gatsby. In a letter to his brother Tom he wrote:
The plot of the novel, which is quite slight, is rather hard to tell, but it concerns a young man and his wife, members of the club set, and how the young man starts off the Christmas 1930 holidays by throwing a drink in the face of a man who has aided him financially. From then on I show how fear of retribution and the kind of life the young man has led and many other things contribute to his demise. There are quite a few other characters, some drawn from life, others imaginary, who figure in the novel, but the story is essentially the story of a young married couple in the first year of the depression. I have no illusion about its being the great or the second-great American novel, but it’s my first. And my second will be better.
As it turned out, his second novel, Butterfield 8, was almost as good but not quite, and though O’Hara went on to write sixteen more novels, most of them big bestsellers, he could never top Appointment. Along with The Scarlet Letter, The Sun Also Rises, The Moviegoer, and Catch-22, it is one of the handful of American novels that represent both the author’s first published effort and his best. O’Hara, who published hundreds of short stories and thirteen collections in his lifetime, was actually a better story writer than he was a novelist, most evidently at the end of his career when the novels had grown bulky and laden with sociological exposition. The stories, by contrast, were almost minimalist, turning on just a line of dialogue or even a passing observation that suggests something crucial has just changed. More Hemingwayesque than Hemingway—more transparent and less mannered—these stories opened a path for such great American story writers as Salinger, Cheever, Updike, and Carver.
Appointment in Samarra probably grew out of some Pennsylvania stories O’Hara had been working on. In 1932 he mentioned to a friend that he was thinking of a story about a fi gure much like Al Grecco, the bootlegger’s henchman in the novel: a Schuylkill County gangster who is a hanger-on at a roadhouse frequented by the country club set. And though Appointment takes in much more than Al Grecco, who is only a minor character in the novel, it retains some of the terseness and quickness of a story. It’s a novel in a hurry.
The speed with which the book was written may account for the urgency of its storytelling. O’Hara began it in December 1933, when he was just twenty-eight, and wrote it in something like white heat, finishing in a little under four months. Set in the fictional town of Gibbsville, Pennsylvania, a lightly disguised version of Pottsville, where O’Hara grew up, the entire action of Appointment in Samarra—Julian English’s whirlwind of self-destruction—takes place in just thirty-six hours, and its breakneck pace is startling and exciting. Even on a second reading, when you know what’s going to happen, you tear through it still not quite believing in what’s just ahead and what’s already been established by the novel’s epigraph: an appointment in Samarra, we know from the beginning, is an appointment with death itself. Julian’s various offenses, none of them terrible in themselves—throwing a drink at the country club bore Harry Reilly; coming on to the girlfriend of the local bootlegger, Ed Charney; getting into a fistfight with his friend Froggy Ogden, a one-armed World War I vet—swiftly become a torrent that feels both dizzying and inevitable. There’s an impatient, impetuous side to Julian—who isn’t quite thirty, we have to remind ourselves—that feels already used up and enjoys his own ruin even as it’s happening. After his brief tryst with the bootlegger’s girl, the book says: “Julian, lost in his coonskins, felt the tremendous excitement, the great thrilling lump in the chest and abdomen that comes before the administering of an unknown, well-deserved punishment. He knew he was in for it.”
What also makes Appointment seem like a young man’s book is the way it tries to pack in almost everything O’Hara knew about the world, which was quite a lot for a twenty-eight-year-old. O’Hara had “a feral appetite to know things,” his biographer Geoffrey Wolff has said, and his book is well informed about sex, speakeasies and roadhouses, college fraternities and sororities, country clubs, coal mining, small-town journalism, big bands, the latest dance steps, Broadway shows, books, records, gangster slang, the right way to mix a highball, and cars—cars especially. They are practically characters in Appointment, where it matters that Julian English owns the local Cadillac dealership. O’Hara notices cars, and what they reveal about their owners, as carefully as does Irma Fliegler, who, lying in bed on that Christmas morning, can identify the cars out on the snowy street just from the sound each one makes driving by. Cars in this novel, where almost a dozen different brands are named, everything from a Stutz Bearcat to a Baker electric, are status symbols and emblems of progress but also trysting places, nests of refuge, and invitations to danger and recklessness. (O’Hara’s own car of choice, when he could afford one, was a Rolls-Royce, and to insure its safety he drove it to St. Patrick’s Cathedral and had it blessed by a monsignor.)
Appointment is also authoritative about class and drinking— along with sex, O’Hara’s two other great themes. O’Hara was an avid student of both and, until he finally went on the wagon, a famously nasty and quarrelsome drunk. He even attempted once to punch out a dwarf at the ‘21’ Club in New York. Bars, especially in his early years, were a research laboratory for O’Hara—they were where he came by so much of that knowingness—and in his early novels alcohol is the volatile fuel that propels the plot. When Appointment opens, Julian English is already well on his way to becoming a precocious alcoholic, if he isn’t there already, and in one way the story of his downfall is really the story of a single, epic binge, ending with a giant highball he mixes for himself in a flower vase.
Alcohol in O’Hara is the great loosener, a potion that makes people feel sexy and amorous, and in his books set during Prohibition it’s also a powerful leveler, a solvent eating away at the foundations of the social order and mingling the country club set with gangsters and their girlfriends and the likes of the bootlegger Ed Charney, a social arbiter in his own way and possibly the most powerful person in the county. Even the mixing of a living room cocktail, in a home as proper as Julian’s stiff-necked parents’, carries with it a whiff of corruption, and no one is exempt, not even the clergy. In one surprising scene in Appointment, Julian shares a companionable drink in a country club locker room with Monsignor Creedon, the pastor of the local Catholic church, who has to say Mass the next morning. He hesitates, looking at his watch, and then says, “All right. I’ve time. I’ll have one with you.”
The O’Haras were Catholics, and well-to-do. John was the eldest of eight children, born in 1905 to a prominent Pottsville physician. The family lived on Mahantongo Street (Lantenengo Street in the novel, the town’s toniest neighborhood) in a mansion that once belonged to the Yuengling brewing family. They owned five automobiles, a weekend farm, and a string of show horses, and belonged to all the town’s best clubs. Yet for whatever reason, O’Hara felt his Irishness and his Catholicism marked him as an outsider, and he became an obsessive observer of social hierarchy. He studied class indicators—clothes, college slang, fraternity pins and handshakes, membership lists— the way the Duc de Saint-Simon studied the rituals and pecking order at the court of Louis Quatorze. “To read him on a fashionable bar or the Gibbsville country club,” Edmund Wilson once wrote of O’Hara, “is to be shown on the screen of a fluoroscope gradations of social prestige of which one had not before been aware.”
As Julian reflects at one point, “by the time a man reached junior year in college he knew how he was situated in the country club social life,” and the novel extends this awareness of hierarchy into an entire social taxonomy. There’s Lantenengo Street, where the country club set lives, and then, down the hill, Christiana Street, home to the town’s middle class: a butcher, a motorman, a freight clerk, two bookkeepers for the coal company, a Baptist minister, a garage mechanic. The Flieglers don’t belong to the country club: when they want a drink or two they go with their friends, other Pennsylvania Dutch couples—the Schaeffers, the Ziegenfusses, the Hartensteins—out to one of the roadhouses on the outskirts of town. Still farther out are the little coal mining villages, or “patches,” home to “the hunkeys, the schwackies, the roundheaders, the broleys,” who can’t afford bootleg liquor and drink boilo, or homemade moonshine, instead.
O’Hara himself became a shameless social climber and poseur, the kind of person who collected matchbooks and ties from clubs he couldn’t get into and left them casually lying around his house. Especially as a young man he was probably a know-it-all, but his book doesn’t show off. It has some of the same factual density, the careful attention to small detail, as Updike’s Rabbit novels, also set in a small Pennsylvania town, where Rabbit even becomes a car dealer. “I guess I love this place,” a mostly sober Julian thinks, looking over a snowy Pennsylvania landscape, and the same is true of O’Hara, who in his writing returned again and again to Gibbsville, making it an entire miniature world, a northern Yoknapatawpha. If you want to know what it was like to live in 1930s America, Appointment in Samarra isn’t a bad place to start. You can get some of the same information from Sinclair Lewis’s Main Street but not in such urgent fashion. And while Appointment is dated in some ways, its stinging class awareness—its sense of everyone looking over his or her shoulder and scrabbling for a place on the social ladder—feels as current as the novels of Tom Wolfe.
Patrick O’Hara, John’s father, died when his son was twenty, leaving behind a mountain of debt. This, along with getting bounced from a series of prep schools, pretty much ended O’Hara’s dream of attending Yale, which was for him—or would have been, he imagined—what Princeton was for Fitzgerald. Instead he got a more varied education in bars and speakeasies and from working on the railroad, on an ocean liner, and as a hotel night clerk. Amazingly, as late as 1935, when he had already published three books, O’Hara was still fantasizing about New Haven. If he couldn’t get into Yale College, perhaps he could go to the Yale School of Medicine, he imagined. But he did his real graduate work in a succession of newspaper city rooms, starting at the Pottsville Journal and ending at the New York Herald Tribune. O’Hara was a terrible newspaperman. He was always being fired for being tardy, hungover, or just plain surly. But he learned a reporter’s reverence for facts and sharpened what was already an acute ear for the way people spoke in real life.
In the late 1920s O’Hara started writing Talk of the Town pieces and short stories—“casuals,” they were called—for The New Yorker and began an association with that magazine that lasted some forty years, with occasional time-out for feuds and quarrels. (O’Hara believed that his New Yorker pieces were so specialized they couldn’t be sold anywhere else and that the magazine should therefore pay him even for the ones that didn’t work out.) O’Hara felt, perhaps rightly, that he was never as valued by The New Yorker as he should have been (his 247 stories are still an all-time record there), and all his life he carried a chip on his shoulder when it came to his literary reputation. He thought he deserved the Nobel Prize, and lobbied for it, just as he did for honorary degrees, which didn’t come, either. (When Kingman Brewster, Yale’s president, was asked why the university never gave O’Hara a degree, he replied, “Because he asked for it.”) O’Hara had the misfortune to work in the shadow of his contemporaries Hemingway and Faulkner, and by the end of his career, when his kind of social observation had gone out of fashion, critics picked on him mercilessly.
O’Hara wrote his own epitaph, which is inscribed on the grave where he was buried in Princeton, New Jersey, in 1970: “Better than anyone else he told the truth of his time. He was a professional. He wrote honestly and well.” That’s pure O’Hara: blustery, self-important, a little needy, but not entirely wrong. In general, he was among the least autobiographical of writers, more interested in studying the world and its ways than in studying himself, someone he already had a high opinion of. But we can nevertheless catch a glimpse of O’Hara— the young O’Hara—in Julian English. On the one hand, English, whose very name proclaims him to be a member of the WASP ascendancy, is O’Hara’s revenge on the people who he felt had snubbed them. It’s the self-made Irishman Harry Reilly who wins in the end. But English and his creator nevertheless have a lot in common. They were both doctor’s sons (though O’Hara lets us know that Dr. English was famously and dangerously bad at skull surgery, something his own father was renowned for), and both were disappointments to their fathers, who didn’t bother to disguise it. Both liked to take a drink and were apt to pick fights when a little tight. Both liked pretty girls. (O’Hara, who at the time of writing Appointment was recently divorced from his first wife—she was a well-born Episcopalian—was probably even more of a ladies’ man than Julian was.) Julian has some of O’Hara’s cynicism and prickliness and also his social awareness. In a conversation with his secretary, Mary, Julian can’t help noticing that “she represented precisely what she came from: solid, respectable, Pennsylvania Dutch, Lutheran middle class; and when he thought about her, when she made her existence felt, when she actively represented what she stood for, he could feel the little office suddenly becoming overcrowded with a delegation of all the honest clerks and mechanics and housewives and Sunday School teachers and orphans—all the Christiana Street kind of people.”
In some ways Julian, with his money, his beautiful wife, his perfectly tailored clothes, his starched collars and waxed-calf shoes, his Kappa Beta Phi key, and his assured position in society, is the person O’Hara dreamed of being. Yet in the novel— this is perhaps the crucial point of Appointment in Samarra—it’s not enough. There’s an emptiness in Julian, a sense that life has already offered him all there is and it’s a disappointment. But O’Hara had still another quality: a toughness and grittiness, a determination to succeed and prove others wrong, that made him get up every morning—or, more likely, every afternoon—his head pounding, light another cigarette, and start typing.
O’Hara is also more generous than Julian, who is a bit of a snob. To the end of the book O’Hara retains his sympathy for his character, whom he could so easily have lampooned, just as he resists the temptation to satirize or revenge himself on people like Julian’s parents or Caroline’s mother—social types he must have loathed in real life. The most remarkable thing of all about Appointment in Samarra is its tolerance, its sweetness, even. In his later novels O’Hara became harder and tougher, more cynical, but this first book is full of affection for the world as he found it.
“If you want to read a book by a man who knows exactly what he is writing about and has written it marvelously well, read Appointment in Samarra.” —Ernest Hemingway
“Appointment in Samarra lives frighteningly in the mind.” —John Updike
“It is alive with compelling characters and O’Hara’s dead-on dialogue and sharp observations.” —Chicago Tribune’s Printers Row
“[O’Hara] was as acute a social observer as Fitzgerald, as spare a stylist as Hemingway, and in his creation of Gibbsville, in western Pennsylvania, he invented a kind of small-bore variation on Faulkner’s Yoknapatawpha County.” —Los Angeles Times
“With a dazzling new cover and smart new introduction, one of my favorite novels, Appointment in Samarra by John O'Hara, is reborn. . . . This novel about class, drinking and sex is fun—and incredibly smart.” —Elizabeth Taylor, Chicago Tribune
“O’Hara was one of Mom’s favorite authors. . . . ‘So I finally read Appointment in Samarra,’ I told her. ‘I'd always thought that book had something to do with Iraq.’ . . . ‘It does apply to Iraq, even if that’s not at all what it’s about. It’s a book about setting things in motion and then being too proud and stubborn to apologize and to change course.’ ” —from The End of Your Life Book Club by Will Schwalbe